AXA REIM SGP has set up systems for order execution and conflict of interest management that we provide to our clients. Below are links to the relevant documents.
Conflict of Interest Management Policy
In line with the recommendations of MiFID, we publish below our policies for managing conflicts of interest.
Order selection and execution policy
AXA REIM SGP is not a market member and therefore does not execute orders on the financial markets itself. AXA REIM SGP uses the services of companies in the AXA IM group, to which AXA REIM SGP belongs.
AXA REIM SGP has established and implemented an order selection and execution policy intended to obtain the best possible result for its clients.
In addition to the order selection and execution policy, AXA REIM SGP provides a list of the main brokers and counterparties used, by asset class, in order to obtain the best possible execution conditions on behalf of its clients.
> List of main brokers and counterparties in 2021 (PDF)
> List of main brokers and counterparties in 2021 (.xlsx)
> List of main brokers and counterparties in 2020 (PDF)
> List of main brokers and counterparties in 2020 (.xlsx)
Pursuant to Article 321-132 of the AMF General Regulations, the conditions under which the management company AXA REIM SGP intends to exercise the voting rights attached to the securities held by the portfolios it manages are presented below. When the management company AXA REIM SGP delegates the management of a financial bucket to AXA IM Paris, the conditions under which the management company AXA IM Paris intends to exercise voting rights are defined in its voting rights exercise policy published below:
Procedure for claims
The European Union has launched an ambitious Sustainable Action Plan in order to support the delivery of the objectives of the European Green Deal by channelling private investment into the transition to a climate-neutral, climate-resilient, resource-efficient and just economy.
As part of this action plan, Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (as amended, the “SFDR”) was enacted in November 2019. It introduces new rules on disclosures related to sustainable investments and sustainability risks, which are applicable from March 10, 2021.
SFDR Entity Disclosure
The following document provides the entity level information related to sustainability risk policies and adverse sustainability impacts required under Articles 3 and 4 of the SFDR as at March 10, 2021.
SFDR Product Disclosure
The SFDR put the emphasis on reinforced transparency on approaches to Sustainability Risks, Principle Adverse Impact as well as on sustainable investments. The following document sets out the requirements of the Articles 8 and 9 of SFDR and describes where detailed information can be found as required under Article 10 of the SFDR as at March 10, 2021.
Responsible Investment Policy
For more detailed information on AXA REIM SGP ESG methodologies, policies and data sources, please refer to our Responsible Investment Policy:
For information on how AXA REIM SGP remuneration policy is consistent with the integration of sustainability risks (article 5 of SFDR), please refer to AXA IM page on Remuneration: